Securities regulation in the United States Essays

  • The Legal, Ethical, and Ethical and Technological Concerns

    689 Words  | 2 Pages

    Likewise there are purposes of securities regulations and the main one is to disclose any schemes. Mallor, Barnes, Bowers & Langvardt (2012) stated the following: In the early 1930s Congress passed two major statues, which are the hub of federal securities regulation in the United States today. These two statues, the Securities Act of 1933 and the Securities Exchange Act of 1934 have three basic purposes 1. To require the disclosure of meaningful information about a security and its issuer to allow investors

  • FINRA Case Study

    1047 Words  | 3 Pages

    SEC as they are directly connected to FINRA in that they take litigation cases, and fraud cases from FINRA and follows up on whether any security laws or criminal laws were broken. Once they investigate the wrong doing they proceed with the corrective action that best suits the offense not excluding criminal prosecution and jail time. According to the Securities and Exchange Commission (2014) website the mission of the SEC is to “protect investors, maintain fair, orderly, and efficient markets, and

  • Pros And Cons Of United States Container Security

    1821 Words  | 4 Pages

    began to look at their security systems to protect not only their people but the goods that they trade. The world’s ports took front and center stage in these security reviews. “Approximately ninety percent of the world’s cargo moves by ship” (Roach, 2003, p. 342). Containers are the primary way to move cargo via ship, and many of these containers that run through the world’s ports are never inspected. Nations around the globe have created initiatives to combat seaport security against a terrorist

  • Essay On Aviation Security

    2601 Words  | 6 Pages

    to international and national safety and security. There are many agencies around the world working every day to try to make the world a safer place. The transportation industry is always a major terrorist target, due to the fact that there is always a large amount of travelers on highways, seaways, railroads and airways. In the United States, the transportation industry falls under the Department of Transportation and the Department of Homeland Security. Since the terrorism threat is always high

  • Censoring Science

    1006 Words  | 3 Pages

    The Censoring of science with government regulations can seem like it is restricting scientist’s ability to share their knowledge with one another. In the article, “Censoring Science Won’t Make Us Any Safer” the author (Donohue, 2011) says, “Citizens are entitled to know when their milk, their water, their bridges their hospitals lack security precautions” (p. 397). The author believes that United States citizens have a right to know when they are in danger. To refute this argument, would be to say

  • Essay On Airport Security

    1790 Words  | 4 Pages

    Rafi Sela, a former head of security of an Israeli airport once said, "If you have a gap in security, you have no security" (qtd. in Gulli et al). There remain serious security gaps in the airports spread across the United States today. The Transportation Security Administration (TSA) is an agency that was specifically created because of the 9/11 attacks and is responsible for regulating and operating the security of the airports in the United States. Its main aspect at present is the screening of

  • Globalisation and Maritime Security

    3241 Words  | 7 Pages

    Background Maritime security traditionally focuses on maritime disputes, naval competition, Sea lines of communication (SLOCs), War at sea . The modern maritime securities after the cold war and 9/11 have been significantly changing and more complex, which is involving worldwide collaboration and mutual understanding . The United Nations Convention on the Law of the Sea (LOSC) has been managing maritime issues fundamentally for years and acceptable as the basic convention on solving maritime dilemmas

  • Airport Drug Enforcement

    934 Words  | 2 Pages

    Case Study: Changes in Airport Security and its Impact on Drug Enforcement Before the attacks on September 11th, the government did not establish a coherent set of security guidelines for each airport. Instead, each airline had the responsibility of hiring an airport-security provider. Unfortunately due to capitalistic motives, the airlines did not have the security of their employees or passengers in mind at the time. As a result, many airlines hired the airport-security provider that offered them

  • Fedex Macroenvironment Study

    1556 Words  | 4 Pages

    and-mortar is one the strategy used by the companies or retailers that they continue to conduct their business in the physical locations and have added the electronic commerce component to their business activities. According to one study, 37% of United States retailers are selling through a combination of the internet, in stores and catalogs. This represents a growing demand for the business-to-customer package delivery service. Besides to the dramatic change of internet to the consumer purchasing

  • Government Restrictions on Encryption within the United States and Around the World

    2684 Words  | 6 Pages

    Government Restrictions on Encryption within the United States and Around the World Introduction In today's society with the increased use of computers, internet, and wireless communications, the need for safety and security has risen dramatically. The internet has become the number one communication medium and is more accessible than ever. Through the internet, vast amount of information is being transmitted between computers. At times, some of the information transmitted can be intercepted

  • Concerns for the Safety of Human and Animal Food During Transportation

    2760 Words  | 6 Pages

    and within the United States are concerns, which are raising the attention of both the American public and the United States Food and Drug Administration. A few of the main worries include, the improper handling of food products, the lack of proper control of the temperature in which the foods are kept, the concerns of cross-contamination, the lack of proper equipment for the loading of food products before they are transported to other area on the country and the lack of security. In order for

  • Domestic and International Law in the Transportation Sector

    1407 Words  | 3 Pages

    transportation law is a conglomeration of Federal statues, regulations, and codes; additionally, many states, counties, and local jurisdictions also have laws and regulations that are incorporated into domestic transportation law. In general most transportation law deals with safety and restricts the type and scope of conveyance in regard to the product being transported. The basis for all federal domestic transportation law is the United States Constitution which authorizes Congress regulate interstate

  • Exploring Canada's Immunity to the 2008 Financial Crisis

    1092 Words  | 3 Pages

    has shocked the whole world. Fortunately, Canada was not as heavily impacted by the crisis compared to the United States. The main reason that Canada could avoid most of the repercussions was probably that while America was structuring a system to achieve maximum access and innovation, Canada was willing to sacrifice some of both in turn for more stability. Throughout history, the United States had always feared centralized monetary

  • Critical Infrastructure Protection

    1122 Words  | 3 Pages

    Protecting an infrastructure takes an important security initiative called Critical Infrastructure Protection (CIP). The United States critical infrastructure is protected by the Department of Homeland Security. Examine three areas of the Department of Homeland Security: mission, operations and responsibilities The first area is the Department of Homeland Security’s mission. The Department of Homeland Security (DHS) was created in 2002 by the Homeland Security Act. In 2003 the DHS started their operations

  • Boeing: Media Regulation

    604 Words  | 2 Pages

    that they should share it with the public. Media regulation is a difficult subject; however, it is necessary in our society. It is neces-sary because there are many things in the media that are not appropriate for all age groups, specif-ically children. The Federal Communications Commission (FCC) has imposed restrictions of when indecent, profane, and obscene material

  • International Governance: The United Nations

    1703 Words  | 4 Pages

    organizations have been established in an attempt to address these issues. One of the more prominent of these is the United Nations, an organization aimed largely at maintaining peace throughout the world through the enactment of a formal charter. In this essay, I will briefly examine the effectiveness of this organization and its charter in regard to maintaining international peace. Although the United Nations has a variety of functions, its most general defining characteristic is one of maintaining glo..

  • Do Governmental CSR Policies Assist Consumers or Organizations

    910 Words  | 2 Pages

    Consumers or Organizations Governmental CSR policies are beneficial for consumers and organizations. Consumers are protected from abuse when organizations adhere to policies set forth by the government. The government has passed laws and created regulations as a guide for organizations to follow for the protection of the environment. According to Masahudu (2004) “several governmental CSR policies, such as the National Environmental Protection Act, Clean Air Act, Safe Drinking Water Act, Toxic Substances

  • Arguments Against Gun Control

    742 Words  | 2 Pages

    Gun Control and the Dismemberment of State “A well-regulated militia being necessary to the security of a free state, the right of the people to keep and bear arms shall not be infringed,” wrote James Madison into the constitution of the United States. However, compared to that of Japan, whom allow no guns to be held by citizens, the United States allowed and perceived constitution in such a way that allows thousands of people to die yearly. Some argue that gun control is against the constitution

  • Difference Between Nations And Nation State

    1060 Words  | 3 Pages

    Nations, states, and nation- states are used to characterize societal, traditional and economical connections around the world including the United States. There are numerous characterizing attributes that permit nations, countries and unions to view one another. A nation is a large group of individuals who offers social likenesses, for example, ethnicity, descent, language, culture, religion, and values. A state is an organized political community living under a single system of government. The

  • Arms War Pros And Cons

    3062 Words  | 7 Pages

    threat to several countries. Most militia and anti-government agencies engage in heated debates concerning the control of weapons. The ease of accessing arms has made the crises common and the tension between countries escalates the issue. The United Nations created the Arms Trade Treaty that aimed to control the use and access of conventional weapons. The former administration of President George W. Bush declined to sign the treaty for political reasons fearing losing the support of the American