The Formal And Substantive Theory Of The Rule Of Law

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To begin, we must understand the meaning of the rule of law and why the UK courts implement this constitutional principle in day to day practice. British jurist and constitutional theorist A.V. Dicey paved the way for much of our understanding of the rule of law we know today; giving a strong starting point for academics such as Lord Bingham and Joseph Raz whom later on developed the formal and substantive theories of the rule of law. Dicey has three key principles: no punishment unless there is a breach of the law; Law should not be exercised arbitrarily; and there should be a consistency in the creation of law. Dicey simply means that an individual should be aware of laws which apply to them, they are free to act as they please, whether they …show more content…

His next five laws are about how law is applied; agencies of the law must enforce the law using fair and equal processes. Therefore is is clear that formal theories focus on only procedures and application. The substantive theory of the rule of law, it is important to note that the rule of law is inherently cumulative, meaning it is concerned with the same principles as the formal theory of the rule of law, however adds to it by focusing on its content, substantive theorist believe that law’s content must be good in order to comply with the rule of law. Like Raz, Lord Bingham, the key advocate for the substantive theory, also has eight principles, however it is only his fourth principle that is substantive - “the law must afford adequate protection of fundamental human rights’’ It is evident that this principle is about the substance of law, the substantive theory goes further by explaining law must protect individuals and must not require us to breach our human …show more content…

Raz states that ‘The law can violate people’s dignity in many ways. It is clear that deliberate disregard for the rule of law violates human dignity. It is the business of law to guide human action by affecting people’s options. The violation of the rule of law can take two forms. It may lead to uncertainty or it may lead to frustrated expectations.’ What Raz is saying here is that it is best to adopt the formal theory of the rule of law over substantive, keeping law and human rights separate, otherwise it would clash and not concentrate on the basic formal principles that both theories are concerned with. Take for example, as Raz says ‘uncertainty’ is clear violation of the rule of law, both formal and substantive theories are concerned with this, and this is prevented when agencies of the law i.e. courts provide ‘prospective, open, and clear’ laws. This means that laws should be available to everyone and easy to understand. Therefore the state transporting sections of individuals to concentration camps can be seen, in theory, from the viewpoint of the state in question, law abiding to the UK courts. However, as the UK courts uphold the rule of law, no one should be punished by the unless there is a breach of

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